Regulatory Disclosures & Investor Charter

Statutory disclosures made in compliance with SEBI (Research Analysts) Regulations, 2014 and applicable Master Circulars.

1. Statutory Registration & Entity Particulars

WEGRO Financial Consultancy (“WEGRO”) provides independent stock market equity research and financial consultancy services subject to applicable laws and guidelines issued by the Securities and Exchange Board of India (“SEBI”).

  • Entity Name: WEGRO Financial Consultancy
  • Registration Category: SEBI Registered Research Analyst
  • Registration Number: [INH0000XXXXX - Placeholder / Under Regulatory Filing]
  • BASL Membership ID: [BASL-XXXXX]
  • Corporate Identification Number (CIN): [U74999MH2024PTC123456]
  • Principal Place of Business: [Business Suite 402, Financial Centre, Bandra-Kurla Complex, Mumbai, Maharashtra - 400051]
  • Compliance Officer: [Compliance Officer Name] | compliance@wegrofinancial.in | +91 (022) 4890-2340

2. Standard Research Analyst Disclosures

In accordance with Regulation 19 of the SEBI (Research Analysts) Regulations, 2014, the research analyst / entity makes the following standard disclosures regarding research recommendations published on this platform:

  • Neither WEGRO nor its research analysts or their associates hold any financial interest in the subject company that exceeds 1% of the equity capital of the company.
  • Neither WEGRO nor its research analysts have received any compensation from the subject company in the past twelve months for investment banking, merchant banking, or brokerage services.
  • Neither WEGRO nor its research analysts serve as an officer, director, or employee of the subject companies analyzed in research notes.
  • WEGRO has not engaged in market-making activity for the subject company.
  • Research analysts certifying these reports hold valid NISM Series-XV Research Analyst certification.

Disclaimer on Non-Guaranteed Returns: The securities market is subject to systematic and unsystematic market risks. Past performance of any recommended security or strategy is not indicative of future performance. WEGRO does not offer assured, fixed, or risk-free returns. Any decision taken on the basis of research reports is at the investor's sole discretion and risk.

3. Investor Charter in Respect of Research Analysts

As formulated by SEBI to facilitate investor awareness and transparent services:

A. Vision and Mission of Research Analyst

  • Vision: Protect the interests of investors in the securities market by providing quality, unbiased, and transparent research analysis.
  • Mission: Conduct independent research with high integrity, factual diligence, and adherence to highest ethical and regulatory standards.

B. Details of Business Transacted

  • Publish independent research reports based on trustworthy facts and established analytical methodologies.
  • Provide unbiased recommendations without conflict of interest.
  • Ensure all material disclosures are clearly articulated in each research publication.

C. Guidance for Investors (DOs and DON'Ts)

  • DO: Always verify the SEBI registration number of any Research Analyst on the official SEBI website before subscribing.
  • DO: Pay fees only via regular banking channels (NEFT/RTGS/UPI/Net Banking) directly to the registered entity's designated corporate bank account.
  • DO: Read all disclosures, risk warnings, and terms of service carefully before acting on research.
  • DON'T: Do not fall for claims of guaranteed returns, assured profit schemes, or profit-sharing propositions.
  • DON'T: Do not share trading account credentials (User ID, password, OTP, or Demat access) with any research analyst or third party.

D. Grievance Redressal Mechanism

If an investor has any grievance or dispute regarding research services:

  1. The investor should first approach the Compliance Desk of WEGRO at compliance@wegrofinancial.in.
  2. If the grievance is not resolved satisfactorily within 30 days, the investor may lodge a complaint on SEBI's SCORES portal at https://scores.sebi.gov.in/.
  3. Investors may also utilize the SMART ODR platform at https://smartodr.in/ for online conciliation and arbitration.